\documentclass[12pt,a4paper]{article} \usepackage{amsfonts, amsthm, amsmath, fullpage} \include{preamble} \begin{document} \setlength{\baselineskip}{15pt} \newtheorem{theorem}{Theorem} \newtheorem{proposition}{Proposition} \newtheorem{lemma}{Lemma} \begin{center} \textbf{18.745 Introduction to Lie algebra\\ Victor Kac , Fall 2004 \\ Lecture 6 , noted by Liu Ruochuan} \end{center} \noindent Throughout this lecture $\mathbb{F}$ will be assumed to be an algebraically closed field. \subsection*{Jordan Decomposition} Now suppose $V$ is a finite dimensional vector space over $\mathbb{F}$ and $A$ is a linear operator on $V$. Let $\{\lambda_{1},\cdots,\lambda_{s}\}$ denote the set of distinct eigenvalues of $A$. By the theorem of Jordan normal form, in some basic of $V$, the matrix of $A$ is a direct sum of the Jordan blocks $J_{\lambda_{i}}$ assigned to some eigenvalue $\lambda_{i}$. If we denote by $V_{\lambda_{i}}$ the span of the vectors in the basis which correspond to all Jordan blocks assigned to $\lambda_{i}$, we obtain the following generalized eigenspace decomposition of $V$. \begin{center} $V=\bigoplus_{i=1}^{s}V_{\lambda_{i}}$, \end{center} where the generalized eigenspace $V_{\lambda_{i}}$ can also be defined as \begin{center} $V_{\lambda_{i}}=\{v\in V|(A-\lambda_{i}I)^{N}v=0$ for some $N$ \} \end{center} We take $A_{s}$ as the diagonal part of the Jordan normal form of $A$, $A_{n}=A-A_{s}$. Then $A_{s}$ is semisimple, i.e diagonalizable operator and $A_{n}$ is a nilpotent operator. Moreover, $A_{s}A_{n}=A_{n}A_{s}$. This decomposition is called a Jordan decomposition of $A$. \\ \noindent \textbf{Ex6.1} Show that there exist polynomials $P(x)$ and $Q(x)$ such that $A_{s}=P(A)$ and $A_{n}=Q(A)$\\ \textbf{Solution}. By Chinese remainder theorem, there exists a polynomial $P(x)$ such that $P(x)\equiv\lambda_{i}(mod(x-\lambda_{i})^{n})$ for every $\lambda_{i}$, where $n=$dim$V$. Then for $v\in V_{\lambda_{i}}$, we have $P(A)v=\lambda_{i}v$. That means $P(A)=A_{s}$ and $(1-P)(A)=A_{n}$.\\ \noindent \textbf{Ex6.2} If linear operators $A$ and $B$ commute, then any eigenspace and generalized eigenspace of $A$ is $B$-invariant. Conclude that two commuting semi-simple operators can be diagonalized in the same basic.\\ \textbf{Solution}. Let $V_{\lambda_{i}}$ be the generalized eigenspace of A with eigenvalue $\lambda_{i}$. For every $v\in V_{\lambda_{i}}$, we have $(A-\lambda_{i})^{N}v=0$ for some $N$. Since $A$ commutes with $B$, we get $(A-\lambda_{i})^{N}Bv=B(A-\lambda_{i})^{N}v=0$. Thus $Bv$ is in $V_{\lambda_{i}}$ by definition. That just means the generalized eigenspace of $A$ is $B$-invariant. The method for eigenspace case is the same. Now suppose $A$ and $B$ are both semi-simple. Let $V=\bigoplus_{i=1}^{s}V_{\lambda_{i}}$ be the eigenspace decomposition of $A$. Since $B$ is semi-simple and $V_{\lambda_{i}}$ is an invariant subspace w.r.t $B$, $B$ is semi-simple on $V_{\lambda_{i}}$. Then $B$ can be diagonalized in $V_{\lambda_{i}}$ under some basis. Now under the basis, which is the union of these basis, $A$ and $B$ are all diagonal. \\ \noindent The Jordan decomposition of a linear operator $A$ is unique in sense of \\ \begin{theorem} Let $A=A_{s}^{'}+A_{n}^{'}$ where $A_{s}^{'}$ and $A_{n}^{'}$ are also linear operators which satisfy\\ (1)$A_{s}^{'}$ is diagonalizable\\ (2)$A_{n}^{'}$ is nilpotent\\ (3)$A_{s}^{'}A_{n}^{'}=A_{n}^{'}A_{s}^{'}$ \\ Then $A_{s}^{'}=A_{s}$, $A_{n}^{'}=A_{n}$. \end{theorem} \begin{proof} We first have $A_{s}^{'}-A_{s}=A_{n}-A_{n}^{'}$. Note that $A_{s}^{'}$ and $A_{n}^{'}$ commute with $A$. So by Ex 6.1, $A_{s}^{'}$ and $A_{n}^{'}$ commute with both $A_{s}$ and $A_{n}$. Then by Ex 6.2, $A_{s}^{'}-A_{s}$ is semisimple. But $A_{n}-A_{n}^{'}$ is nilpotent by the binomial formula. Since the only nilpotent semisimple operator is $0$, we conclude that $A_{s}^{'}=A_{s}$ and $A_{n}^{'}=A_{n}$ from the equation given above. \end{proof} \subsection*{Generalized Weight Space Decomposition} Let $\mathfrak{g}$ be a finite dimensional Lie algebra over $\mathbb{F}$ and $\pi$ a representation of $\mathfrak{g}$ in a finite dimensional vector space $V$ over $\mathbb{F}$. Consider the generalized eigenspace decomposition of $\mathfrak{g}$ w.r.t ad$a$ and of $V$ w.r.t $\pi(a)$. \begin{center} $\mathfrak{g}=\bigoplus_{\alpha}\mathfrak{g}_{\alpha}^{a}$ where $\mathfrak{g}_{\alpha}^{a}=\{g\in\mathfrak{g}|($ad$a-\alpha)^{N}g=0$ for some $N\}$ \end{center} \begin{center} $V=\bigoplus_{\lambda}V_{\lambda}^{a}$ where $V_{\lambda}^{a}=\{v \in V|(\pi(a)-\lambda)^{N}v=0$ for some $N\}$ \end{center} These two decompositions are related by \\ \begin{proposition} $\pi(\mathfrak{g}_{\alpha}^{a})V_{\lambda}^{a} \subseteq V_{\lambda+\alpha}^{a}$ \end{proposition} \noindent We need the following lemma to finish the proof.\\ \begin{lemma} Let $A$ be a unital associate algebra over $\mathbb{F}$. Let $a$, $b \in A$ and $\alpha$, $\lambda\in\mathbb{F}$. Then we have the following identity \begin{center} $(a-\alpha-\lambda)^{N}b=\sum_{j=0}^{N}(^{N}_{j})($ad$a-\alpha)^{j}b(a-\lambda)^{N-j}$ \end{center} \end{lemma} \begin{proof} Let $L_{x}$ and $R_{x}$ denote the operators of left and right multiplication in $A$ by $x$. Then associativity means that $L_{x}R_{y}=R_{y}L_{x}$. We have $L_{a-\alpha-\lambda}=($ad$a-\alpha)+R_{a-\lambda}$. Note that ad$a-\alpha$ commute with $R_{a-\lambda}$, hence $L_{a-\alpha-\lambda}^{N}=\sum_{j=0}^{N}(^{N}_{j}) ($ad$a-\alpha)^{j}R_{\alpha-\lambda}^{N-j}$ by the binomial formula. Now apply both sides to $b$ to obtain the identity. \end{proof} \noindent $Proof$ $of$ $the$ $proposition$. Suppose $g\in\mathfrak{g}_{\alpha}^{a}$, $v\in V_{\lambda}^{a}$. Apply the lemma to $A=$End(V), $a$ is $\pi(a)$, $b=\pi(g)$, hence \begin{center} $(\pi(a)-\alpha-\lambda)^{N}\pi(g)v=\sum_{j=0}^{N}(^{N}_{j})($ad$\pi(a)-\alpha)^{j}\pi(g)(\pi(a)-\lambda)^{N-j}v$ \end{center} Take $N>$dim$\mathfrak{g}_{\alpha}^{a}+$dim$V_{\lambda}^{a}$, then each summand of the right hand side of the above equation is zero. That means the desired result. \\ \noindent Suppose $\mathfrak{h}$ is a finite dimensional Lie algebra over $\mathbb{F}$. Let $\pi$ be a representation of $\mathfrak{h}$ in a finite dimensional vector space $V$ over $\mathbb{F}$ and let $\lambda\in\mathfrak{h}^{*}$. Then the generalized weight space attached to $\lambda$ is defined as \begin{center} $V_{\lambda}=\{v\in V|(\pi(h)-\lambda(h))^{N}v=0$ for every $h\in\mathfrak{h}$ and some $N\}$. \end{center} \begin{theorem} Notation as above and further assume char.$\mathbb{F}=0$ and $\mathfrak{h}$ is nilpotent. Then \begin{center} $V=\bigoplus_{\lambda\in\mathfrak{h}^{*}}V_{\lambda}$ \end{center} \end{theorem} \textbf{Ex 6.3} a)Deduce the theorem from Ex 6.2 in the case when $\mathfrak{h}$ is abelian.\\ b)Consider the adjoint representation of the unique 2-dimensional non-abelian Lie algebra to show that theorem $2$ fails if $\mathfrak{h}$ is not nilpotent.\\ \textbf{Solution}. a) For any $a\in\mathfrak{h}$, $\pi(\mathfrak{h})V_{\lambda}^{a} \subset V_{\lambda}^{a}$ by Ex 6.2 . So if there is at least one $\pi(a)$ has distinct eigenvalues, then we can apply induction on dim$V$. Otherwise we just need to prove that the only eigenvalue of every $\pi(a)$ is linear functional on $\mathfrak{h}$. Let $a$ and $b$ are elements of $\mathfrak{h}$. Suppose eigenvalues of $\pi(a)$ and $\pi(b)$ are $\lambda$ and $\mu$ respectively. Then since $\mathfrak{h}$ is abelian, we have \begin{center} $(\pi(a+b)-\lambda-\mu)^{N}=\sum_{j=0}^{N}(^{N}_{j})(\pi(a)-\lambda)^{j}(\pi(b)-\mu)^{N-j}$ \end{center} Now choose $N> 2n$ where $n=$dim$V$. Then apply the above equation to every $v\in V$ to conclude that the eigenvalue of $\pi(a+b)$ is $\lambda+\mu$.\\ b)Denote the unique 2-dimensional non-abelian Lie algebra by $\mathfrak{b}=\mathbb{F}a+\mathbb{F}b$ which satisfies $[a,b]=b$. It is easy to see that $\mathbb{F}a$ is a generalized eigenspace of ad$a$, but it is not a generalized eigenspace of $b$. Thus the theorem may fails if the given Lie algebra is not nilpotent. \begin{proof}Take any $a\in\mathfrak{h}$, then $\mathfrak{h}=\mathfrak{h}^{a}_{0}$. Hence by the proposition which we just proved $\pi(\mathfrak{h})V_{\lambda}^{a} \subset V_{\lambda}^{a}$ for all $a\in\mathfrak{h}$ and eigenvalue $\lambda$ of $a$. So if there is at least one $\pi(a)$ has distinct eigenvalues, then we can apply induction on dim$V$. Otherwise we just need to prove that the only eigenvalue of every $\pi(a)$ is linear functional on $\mathfrak{h}$. Apply Lie's theorem that all $\pi(a)$ are upper triangular in some basis, then we deduce the desired result since the eigenvalue are just the numbers on diagonal. \end{proof} \noindent \textbf{Remark} It is easy to see that we can still get the decomposition even if char.$\mathbb{F}\neq 0$. But $\lambda$ may not be linear functional on $\mathfrak{h}$ in this case.\\ \noindent \textbf{Ex 6.4} Consider the 2-dimensional representation of $H_{1}$ for char.$\mathbb{F}=2$ \begin{center} $V=\mathbb{F}[x]/x^{2}\mathbb{F}[x]$, $p=\frac{\partial}{\partial x}$, $q=x$, $c=1$. \end{center} Then $V=V_{\lambda}$, but $\lambda$ is not a linear function.\\ \textbf{Solution}. Note that $p$ and $q$ are all nilpotent. But $p+q$ is not nilpotent since $(p+q)^{2}(x)=x$. So in this case $\lambda$ is not a linear function.\\ \noindent \textbf{Ex 6.5}$^{*}$ If $\mathfrak{h}^{p}=0$, then the theorem still holds for char.$\mathbb{F}=p$. \end{document}